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NYSE Rules

General Rules

  Rule 13 - Definitions of Orders

  Rule 14 - Non-Regular Way Settlement Instructions for Orders

  Rule 15 - Pre-Opening Indications

  Rule 36 - Communications Between Exchange and Members' Offices

Dealings and Settlements

  Rule 62 - Variations

  Rule 72 - Priority of Bids and Offers and Allocation of Executions

  Rule 79A - Miscellaneous Requirements on Stock Market Procedures

  Rule 100 - Round-Lot Transactions of Odd-Lot Dealer or Broker Affecting Odd-Lot Orders

  Rule 103B - Security Allocation and Reallocation

  Rule 104 - Dealings and Responsibilities of DMMs

  Rule 107B - Supplemental Liquidity Providers

  Rule 116 - "Stop" Constitutes Guarantee

  Rule 123B - Exchange Automated Order Routing System

  Rule 123C - Market On The Close Policy And Expiration Procedures

  Rule 123D - Openings and Halts in Trading

  Rule 124 - Odd-Lot Orders

  Rule 128 - Clearly Erroneous Executions for NYSE Equities

NYSE Direct+®

  Rule 1000 - Automatic Executions

New York Block Exchange

  Rule 1600 - New York Block Exchange

Conduct Rules

  Rule 3250 - Designation of Accounts