About the NYSE Rules

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NYSE Rules

General Rules

  Rule 70 - Execution of Floor Broker Interest

  Rule 72 - Priority of Bids and Offers and Allocation of Executions

  Rule 87 - Bond Trading License

  Rule 88 - Bonds Liquidity Providers

  Rule 98 - Operation of a DMM Unit

  Rule 103B - Security Allocation and Reallocation

  Rule 104 - Dealings and Responsibilities of DMMs

  Rule 107B - Supplemental Liquidity Providers

  Rule 1000 - Automatic Executions

New York Block Exchange

  Rule 1600 - New York Block Exchange

Conduct Rules

  Rule 5210 - Publication of Transactions and Quotations

  Rule 7410 - Definitions

  Rule 7420 - Applicability

  Rule 7430 - Synchronization of Member Organization Business Clocks

  Rule 7440 - Recording of Order Information

  Rule 7450 - Order Data Transmission Requirements

  Rule 7460 - Violation of Order Audit Trail System Rules

  Rule 7470 - Exemption to the Order Recording and Data Transmission Requirements